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This document outlines the updated Securities Trading Policy for Resonance Health effective from March 1, 2017. It specifies new closed periods for trading and addresses the appointment of Dr. Travis Baroni to the Audit and Risk Committee. The policy is designed to maintain compliance with legal requirements and to provide guidelines for trading securities by directors and employees.
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How to fill out updated securities trading policy

01
Review the existing securities trading policy for any outdated information.
02
Consult with legal and compliance teams to ensure all regulations are adhered to.
03
Outline the scope of the policy, specifying who it applies to within the organization.
04
Identify and define key terms related to securities trading.
05
Detail the procedures for trading including pre-approval processes, reporting requirements, and blackout periods.
06
Include guidelines on acceptable and prohibited trading practices.
07
Prepare a section on the consequences of non-compliance with the policy.
08
Implement a review and update schedule for the policy to keep it current.
09
Distribute the updated policy to all relevant stakeholders and provide training if necessary.

Who needs updated securities trading policy?

01
All employees and management involved in securities trading activities.
02
Compliance officers responsible for monitoring trading practices.
03
Legal teams ensuring adherence to applicable laws and regulations.
04
Stakeholders in organizations that have investment management or trading operations.
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The updated securities trading policy is a set of guidelines and regulations that outline how and when individuals and organizations can engage in trading securities, ensuring compliance with legal standards and promoting transparency in trading practices.
Typically, publicly traded companies, their executives, and certain employees who have access to material nonpublic information are required to file an updated securities trading policy.
Filling out the updated securities trading policy involves completing a standardized form provided by the regulatory authority, detailing trading activities, compliance measures, and any relevant disclosures regarding securities transactions.
The purpose of the updated securities trading policy is to prevent insider trading, ensure fairness in the securities market, and maintain investor confidence by outlining clear rules for trading activities.
Information that must be reported includes the names of individuals involved, the nature of the transactions, types of securities traded, dates of trading, and any potential conflicts of interest.
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Securities Trading Policy Resonance Health Audit and Risk Committee closed periods inside information trading guidelines financial reporting corporate governance Dr. Travis Baroni ASX Release

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