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This brochure provides detailed information about the qualifications, business practices, and services offered by United Financial Planning Group LLC, a registered investment adviser. It outlines the firm\'s structure, fees, compensation, types of clients served, investment strategies, and ethical standards, ensuring transparency in advisory services.
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How to fill out form adv part 2a

01
Obtain the form ADV Part 2A from the SEC or your firm's compliance department.
02
Read the instructions carefully to understand the requirements.
03
Fill out the identification section with your firm's name, address, and contact information.
04
Complete the sections regarding the business description including types of services offered and management practices.
05
Provide details about the firm's fees, including a description of how fees are charged.
06
Disclose any disciplinary history of the firm or its management.
07
Ensure all information is current, accurate, and compliant with applicable regulations.
08
Review the form for completeness and accuracy before submission.
09
Submit the completed form to the SEC through the IARD system.

Who needs form adv part 2a?

01
Investment advisers who are required to register with the SEC.
02
Firms looking to provide advisory services to clients.
03
Businesses that manage client investments and need to disclose their practices.
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Form ADV Part 2A is a required document that investment advisers must provide to their clients. It contains essential information about the adviser's services, fees, and any potential conflicts of interest.
Registered investment advisers and those who manage client assets are required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or state regulators.
To fill out Form ADV Part 2A, advisers should provide clear and accurate information including their business philosophy, services offered, fees charged, and other relevant details that help clients understand the advisory relationship.
The purpose of Form ADV Part 2A is to provide clients with comprehensive disclosures about the investment adviser, ensuring transparency and aiding clients in making informed decisions about hiring and maintaining an advisory relationship.
Form ADV Part 2A must report details including the adviser's business structure, types of services offered, fee structure, disciplinary information, and any conflicts of interest.
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