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This Agreement establishes the terms under which Regent Peak Wealth Advisors, LLC is appointed as the investment adviser for the Client, outlining the advisory services provided, authority granted to the adviser, responsibilities of the Client, compensation structure, and various regulatory and operational aspects of the investment management relationship.
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How to fill out discretionary investment management agreement

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How to fill out discretionary investment management agreement

01
Start by including your personal information at the top, such as name, address, and contact details.
02
Identify the investment manager by providing their name and contact information.
03
Clearly state the scope of the agreement, specifying the assets that will be managed.
04
Outline the investment objectives and strategies that the manager should follow.
05
Specify the fee structure and any costs associated with the agreement.
06
Include a section on the duration of the agreement and termination conditions.
07
Mention any reporting requirements, such as how often performance reports will be provided.
08
Sign and date the agreement to finalize it.

Who needs discretionary investment management agreement?

01
Individuals looking for professional management of their investment portfolios.
02
Institutional investors seeking specialized management for their funds.
03
Clients who prefer to delegate investment decisions to an experienced professional.
04
Anyone with significant assets to manage that require a tailored investment strategy.
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A discretionary investment management agreement is a contract between a client and an investment manager, which grants the manager the authority to make investment decisions on behalf of the client without prior approval for each transaction.
Typically, individuals or entities that have a discretionary investment management agreement with a registered investment advisor or firm may be required to file it, particularly if it includes regulations that necessitate reporting for compliance purposes.
To fill out a discretionary investment management agreement, one must provide personal and financial information, including investment objectives, risk tolerance, and details about the investment manager, and ensure that all sections of the agreement are completed and signed by both parties.
The purpose of a discretionary investment management agreement is to outline the terms under which an investment manager can make investment decisions on behalf of the client, setting expectations on performance, fees, and the scope of authority.
Information that must be reported on the discretionary investment management agreement includes client details, investment goals, fee structures, and any restrictions or specific instructions regarding the investments.
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