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This document is a Form 4 filing with the SEC, detailing changes in the beneficial ownership of securities by reporting person Thomas J. Murphy in Arrow Financial Corp, including the acquisition and disposition of common stock and employee stock options.
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What is form 4?
Form 4 is a document required by the U.S. Securities and Exchange Commission (SEC) that must be filed by insiders of publicly traded companies to report their trades in the company's securities.
Who is required to file form 4?
Insiders of publicly traded companies, including officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file Form 4.
How to fill out form 4?
To fill out Form 4, insiders must provide details such as their name, the relationship to the company, the date of the transaction, the nature of the transaction, and the amount of securities involved. The form must be completed electronically and submitted to the SEC.
What is the purpose of form 4?
The purpose of Form 4 is to provide transparency in the stock market by disclosing insider trading activities, thereby helping to prevent fraud and promote fair market practices.
What information must be reported on form 4?
Form 4 requires reporting of the insider's name, relationship to the company, date of the transaction, title of the security, amount of shares acquired or disposed, price per share, and the ownership following the transaction.
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