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This document is a filing to the United States Securities and Exchange Commission regarding the changes in beneficial ownership of securities by George Jay Goldsmith, who is a reporting person under Section 16(a) of the Securities Exchange Act of 1934. It details transactions involving Compass Pathways plc, including the acquisition and disposal of ordinary shares and derivative securities.
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Form 4 is a regulatory document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a publicly traded company to report their trades in the company's securities.
Form 4 must be filed by corporate officers, directors, and beneficial owners of more than 10% of a company's equity securities.
Form 4 requires the filer to provide specific information, including their relationship to the issuer, transaction details (such as the date and type of transaction), and the number of shares involved.
The purpose of Form 4 is to provide transparency and disclose insider trading activities, ensuring that investors have access to information about the buying and selling of the company's stock by its insiders.
Form 4 must report information such as the date of the transaction, the name of the security, the amount of securities bought or sold, the price at which the transaction occurred, and the owner's relationship to the company.
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