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SEC Form 4 is a document filed by insiders of publicly traded companies, reporting changes in beneficial ownership of their securities, in compliance with Section 16 of the Securities Exchange Act of 1934. It provides details on transactions involving non-derivative and derivative securities, ensuring transparency in insider trading activities.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or your broker.

02

Fill in the name of the reporting person in the designated box.

03

Provide the relationship of the reporting person to the issuer (e.g., officer, director, 10% owner).

04

Complete the table with the securities being reported, including number of shares and transaction date.

05

Indicate whether the transaction was a purchase or sale.

06

Provide the price per share and any applicable ownership changes.

07

Sign and date the form.

08

Submit the completed form to the SEC via EDGAR filing or through your broker.

Who needs sec form 4?

01

Insiders of public companies including officers, directors, and significant shareholders (10% or more ownership).

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What is sec form 4?

SEC Form 4 is a form required by the Securities and Exchange Commission (SEC) that must be filed by insiders of a company to report changes in their ownership of the company's securities.

Who is required to file sec form 4?

Insiders of the company, such as executive officers, directors, and significant shareholders, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, the filer must provide information about the insider's relationship to the issuer, the transaction dates, the number of securities bought or sold, the price of the securities, and any other required details as specified in the form.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency regarding the trading activities of insiders, allowing investors to monitor potential conflicts of interest and insider trading.

What information must be reported on sec form 4?

SEC Form 4 must report the name of the insider, their relationship to the issuer, the transaction date, type of transaction (purchase/sale), number of securities, and their price.

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