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CCASSForm 114To : Hong Kong Securities Clearing Company Limited (HKSCC) 1/F One & Two Exchange 8 Connaught Place, Central Hong Kong Attn: DNS Depo (Email: DEPO_SS@HKEX.COM.HK)Date :Dear Sirs,FOREIGN
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01
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03
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Who needs ccass-form 117?
01
Individuals or organizations involved in corporate actions related to securities.
02
Investors who need to report a transaction or event affecting their holdings.
03
Companies required to submit documentation for compliance with regulatory authorities.
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What is ccass-form 117?
Ccass-form 117 is a regulatory form used by certain entities to report specific financial and operational data to the relevant authorities.
Who is required to file ccass-form 117?
Entities that fall under the jurisdiction of the regulatory authority and meet certain criteria based on size, industry, or financial status are required to file ccass-form 117.
How to fill out ccass-form 117?
Ccass-form 117 must be filled out by providing accurate financial data, operational metrics, and other relevant information as specified in the form's instructions. It is crucial to follow the guidelines provided for completing each section accurately.
What is the purpose of ccass-form 117?
The purpose of ccass-form 117 is to ensure transparency and compliance in reporting financial and operational activities to the regulatory authority.
What information must be reported on ccass-form 117?
Ccass-form 117 requires the reporting of financial statements, operational metrics, compliance with regulations, and disclosures related to risk management, among other relevant data.
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