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This document is a notice submitted to the SEC regarding a shareholder proposal urging Kroger Co. to pay a living wage to all employees. The Shareholder Commons asserts that inadequate wages threaten both the economy and investment portfolios of diversified shareholders. It presents arguments on the impact of poverty wages, income inequality, and calls for a living wage to protect the financial interests of shareholders.

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How to fill out notice of exempt solicitation

01

Begin with the correct title: 'Notice of Exempt Solicitation'.

02

Include your name and contact information.

03

Identify the recipient's name and address.

04

State the purpose of the solicitation clearly.

05

Describe the nature of the exemption.

06

Provide any relevant dates, including the end date for responses.

07

List any supporting materials or documents that are included.

08

Sign and date the notice.

Who needs notice of exempt solicitation?

01

Entities that intend to solicit votes without registration under specific exemption provisions, such as non-profit organizations or private companies seeking shareholder approval.

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What is notice of exempt solicitation?

A notice of exempt solicitation is a document that notifies regulatory authorities about solicitation activities that are exempt from certain registration requirements under securities laws.

Who is required to file notice of exempt solicitation?

Entities or individuals engaged in exempt solicitation activities, such as certain types of issuers and brokers, are required to file a notice of exempt solicitation.

How to fill out notice of exempt solicitation?

To fill out a notice of exempt solicitation, you must provide details such as the names of solicitors, the nature of the solicitation, and any relevant dates, ensuring that all required fields are accurately completed.

What is the purpose of notice of exempt solicitation?

The purpose of the notice of exempt solicitation is to inform regulatory authorities about solicitation activities that do not require full registration, maintaining transparency in capital markets.

What information must be reported on notice of exempt solicitation?

The notice must report information including the names of the solicitors, the type of solicitation, the securities involved, and the estimated amount being solicited.

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