Get the free Adviser Charge Facilitation Schedule

This document outlines the terms and conditions under which Adviser Charges can be facilitated by Legal & General. It specifies the roles of advisers and intermediaries, methods of payment, and details regarding various products that support these charges. Additionally, it includes regulatory compliance requirements and documentation related to Charging and Fee statements.

How to fill out adviser charge facilitation schedule

How to fill out adviser charge facilitation schedule

1. Start by gathering all relevant client information, such as their name, contact details, and financial profile.
2. Identify the types of adviser charges that will be facilitated, such as initial fees or ongoing service fees.
3. Fill out the schedule header with the adviser’s details and the date of filling out the schedule.
4. For each charge type, clearly outline the amount charged, the frequency of the charges, and the rationale behind each charge.
5. Ensure that all figures are accurate and match the agreements made with the client.
6. Include a section for client consent where the client acknowledges the adviser charges.
7. Review the completed schedule for accuracy and completeness before submitting it.

Who needs adviser charge facilitation schedule?

1. Financial advisers who wish to document and facilitate their charges transparently.
2. Clients engaging in financial advisory services to understand the costs associated with their financial advice.
3. Compliance officers to ensure that advisory firms are following regulatory standards.

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What is adviser charge facilitation schedule?

The adviser charge facilitation schedule is a document used to outline and report the fees charged by financial advisers for their services, ensuring transparency and compliance with regulatory standards.

Who is required to file adviser charge facilitation schedule?

Financial advisers and firms that charge fees for their services are required to file the adviser charge facilitation schedule.

How to fill out adviser charge facilitation schedule?

To fill out the adviser charge facilitation schedule, include your personal and business details, outline the fees charged, categorize the services provided, and ensure all required fields are completed accurately.

What is the purpose of adviser charge facilitation schedule?

The purpose of the adviser charge facilitation schedule is to promote transparency in the financial services sector and to standardize the reporting of adviser charges to regulatory bodies.

What information must be reported on adviser charge facilitation schedule?

The information that must be reported includes the adviser’s details, client information, a breakdown of charges, the types of services provided, and the period during which the charges were incurred.