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This document serves as an application for investment adviser registration and includes identifying information, regulatory compliance details, and disclosures relevant to investment advisory practices. It provides an annual update by ZORA I.I. LTD., detailing business operations, private fund management, and associated compliance requirements under the Investment Advisers Act.

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How to fill out form adv

01

Gather necessary information such as your name, address, and identification details.

02

Locate the form ADV, which can typically be found on the SEC's website or through your state's regulatory body.

03

Fill out Part 1 of the form, providing details about your business, including your firm’s ownership structure and the services offered.

04

Complete Part 2 of the form, which requires a narrative description of your business, fees, and any disciplinary history.

05

Review the completed form for accuracy and ensure that all required signatures are provided.

06

Submit the form to the relevant regulatory authority, ensuring to keep a copy for your records.

Who needs form adv?

01

Investment advisers providing advice about securities.

02

Individuals or firms seeking to register as investment advisers.

03

Financial professionals managing portfolios on behalf of clients.

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What is form adv?

Form ADV is a registration form used by investment advisers to register with the SEC and/or state securities authorities.

Who is required to file form adv?

Investment advisers who want to manage client assets or provide investment advice must file Form ADV.

How to fill out form adv?

Form ADV is filled out by providing detailed information about the investment advisory firm, including business practices, fees, and conflicts of interest.

What is the purpose of form adv?

The purpose of Form ADV is to provide essential information to clients and regulators about the investment adviser and its practices.

What information must be reported on form adv?

Form ADV requires information about the adviser's business, ownership, clients, advisory services, fees, and any disciplinary history.

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