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This document serves as the application for investment adviser registration and includes details such as the firm\'s primary business name, CRD number, principal office location, and information about the firm\'s compliance officer and offices. It also includes details regarding the firm\'s regulatory assets under management, types of advisory services provided, and any disciplinary history. The form requires accurate and truthful completion to maintain regulatory compliance.

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What is form adv?

Form ADV is a regulatory form used by investment advisors to register with the SEC and state regulators, providing details about the advisor's business, services, and fees.

Who is required to file form adv?

Investment advisors who manage client assets and provide investment advice are required to file Form ADV, including both those registered with the SEC and state regulators.

How to fill out form adv?

To fill out Form ADV, advisors must provide detailed information including their business structure, ownership, services offered, fee schedule, and any disciplinary history.

What is the purpose of form adv?

The purpose of Form ADV is to inform regulators and clients about the investment advisor's qualifications, business practices, and conflicts of interest.

What information must be reported on form adv?

Form ADV requires reporting information such as the advisor's name, contact details, business structure, investment strategies, fees, assets under management, and any disciplinary history.

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