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This document serves as an initial statement of beneficial ownership of securities filed by Derek Owens in compliance with Section 16(a) of the Securities Exchange Act of 1934, indicating his ownership status with Caterpillar Inc, including details about direct and derivative securities owned.
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What is form 3?
Form 3 is a document used primarily for filing a specific type of report required by regulatory agencies, often related to financial disclosures or corporate governance.
Who is required to file form 3?
Individuals or entities who meet specific criteria, such as executives, directors, or significant shareholders of a company, are required to file Form 3.
How to fill out form 3?
To fill out Form 3, gather the necessary information such as your personal details, ownership data, and relevant transactions, and then complete the form by following the guidelines provided by the regulating body.
What is the purpose of form 3?
The purpose of Form 3 is to disclose the ownership interests of company insiders, thus promoting transparency and accountability in the financial markets.
What information must be reported on form 3?
Form 3 must report information such as the reporting person's name, their relationship to the company, the amount of securities owned, and details of any transactions that have occurred.
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