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This form is used to report changes in beneficial ownership of securities by insiders of a company, including directors and officers, as required by Section 16(a) of the Securities Exchange Act of 1934. It includes details on transactions, amounts, and ownership status.

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How to fill out sec form 4

01

Download the SEC Form 4 from the Securities and Exchange Commission (SEC) website.

02

Fill in the name of the company and the address of the principal office.

03

Provide the name of the reporting person and their relationship to the company.

04

Specify the date of the transaction that triggered the filing.

05

Enter the class of securities involved in the transaction.

06

Indicate the transaction type (acquisition, sale, etc.).

07

List the number of shares involved in the transaction.

08

State the price at which the transaction occurred.

09

Include any other necessary details such as the nature of the ownership (direct or indirect).

10

Review the completed form for accuracy before submitting it to the SEC.

Who needs sec form 4?

01

Individuals who are directors, officers, or beneficial owners of more than 10% of a class of equity securities are required to file SEC Form 4 to disclose their transactions in the company's securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to disclose changes in the ownership of equity securities by corporate insiders.

Who is required to file sec form 4?

Corporate insiders, including directors, executives, and significant shareholders (typically those owning more than 10% of a company's stock), are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information including their name, title, relationship to the company, the transaction date, the type of security involved, the transaction amount, and the price per share.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the buying and selling of securities by corporate insiders, helping to prevent insider trading and ensure compliance with securities regulations.

What information must be reported on sec form 4?

The information required on SEC Form 4 includes the insider's name, relationship to the company, date of the transaction, type of securities, number of shares bought or sold, price per share, and any changes in ownership.

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