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Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This form is filed to report the initial beneficial ownership of securities by a reporting person, as required under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.

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How to fill out sec form 3

01

Begin by downloading the SEC Form 3 from the SEC's official website.

02

Fill in the personal information, including your name, address, and contact information.

03

Specify your relationship to the reporting company (e.g., officer, director, or 10% stockholder).

04

Indicate the required details regarding the securities being reported, including the amount owned and the date of ownership.

05

Review all the information for accuracy and completeness.

06

Sign the form to certify that all information is true and correct.

07

Submit the completed form electronically through the SEC's EDGAR system or as instructed.

Who needs sec form 3?

01

SEC Form 3 is required for individuals who are either officers, directors, or significant shareholders (owning 10% or more) of a publicly traded company, to report initial ownership of securities.

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What is sec form 3?

SEC Form 3 is a document used by companies to report the initial ownership of securities by their directors, officers, or beneficial owners. It serves as a notification of their holdings.

Who is required to file sec form 3?

Directors, officers, and beneficial owners of publicly traded companies are required to file SEC Form 3 to disclose their ownership of the company's securities.

How to fill out sec form 3?

To fill out SEC Form 3, one must provide personal information, the name of the issuer, the relationship to the issuer, the date of the transaction, and details regarding the securities owned, including the amount and nature of ownership.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency and to inform the market about the initial ownership stakes of key insiders in a company, thus promoting fair trading practices.

What information must be reported on sec form 3?

Form 3 must report the reporting person's name, relationship to the issuer, the date of the transaction, and the number and class of securities owned alongside their ownership type.

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