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This document is a filing made with the SEC pursuant to Section 16(a) of the Securities Exchange Act of 1934, detailing changes in beneficial ownership of securities by specified reporting persons. It includes information about transactions involving common stock and derivatives, and provides the identities of the reporting persons and the nature of their ownership.

How to fill out sec form 4

How to fill out sec form 4

1. Download the SEC Form 4 from the SEC website or obtain it from your company's compliance office.
2. Fill in the name of the reporting person in the designated field.
3. Provide the relationship of the reporting person to the issuer (e.g., officer, director, 10% shareholder).
4. Enter the name of the issuer and include the class of securities involved.
5. Detail the transaction date in the specified format.
6. Specify the amount and price of the securities involved in the transaction.
7. Indicate whether the transaction was a purchase, sale, or other type of action.
8. Provide any additional information required, such as derivatives or other complex transactions.
9. Review the form for accuracy and completeness.
10. Submit the form electronically through the SEC's EDGAR system or via paper submission if necessary.

Who needs sec form 4?

1. Corporate executives, directors, and certain shareholders of public companies are required to file SEC Form 4 to report their transactions in the company's securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in the ownership of a company's securities by its insiders, including officers, directors, and certain shareholders.

Who is required to file sec form 4?

Individuals classified as insiders, such as executive officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details including their name, the name of the issuer, the date of the transaction, the number of securities involved, the price at which the transaction was conducted, and the nature of the ownership.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to enhance transparency in the securities market by disclosing the insider trading activities of company executives and directors to the public.

What information must be reported on sec form 4?

SEC Form 4 must report information such as the insider's name, relationship to the company, date of the transaction, number of shares bought or sold, price per share, and the nature of the ownership (direct or indirect).