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This document provides guidelines for transactions in the securities of Array Technologies, Inc. and addresses the handling of confidential information related to the company. It outlines the responsibilities and obligations of insiders regarding material nonpublic information, transactions involving company securities, consequences of violations, and procedures for compliance with insider trading laws.

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How to fill out insider trading policy

01

Begin with a clear introduction explaining the purpose of the insider trading policy.

02

Define key terms such as 'insider trading', 'material nonpublic information', and 'insider'.

03

Outline the obligations of employees regarding the handling of confidential information.

04

Include guidelines on what constitutes permissible trading activities.

05

Specify the consequences of violations of the policy, including disciplinary actions.

06

Provide a process for reporting suspected insider trading activities.

07

Ensure regular training sessions on the policy for employees to enhance understanding.

Who needs insider trading policy?

01

All employees in a company, especially those with access to material nonpublic information.

02

Executives and board members who make key decisions.

03

Compliance and legal teams responsible for regulatory adherence.

04

Any contractors or consultants with access to sensitive information.

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What is insider trading policy?

An insider trading policy is a set of guidelines that regulates the buying and selling of a company's stock by its executives, directors, and employees, ensuring they do not leverage non-public information for personal gain.

Who is required to file insider trading policy?

Typically, company executives, directors, and certain employees who have access to material non-public information are required to file insider trading policies.

How to fill out insider trading policy?

To fill out an insider trading policy, individuals must provide relevant details about their trading activities, including transaction dates, security details, and any material information that may affect the stock price.

What is the purpose of insider trading policy?

The purpose of an insider trading policy is to prevent illegal trading based on privileged information and to maintain market integrity by ensuring that all investors have equal access to information.

What information must be reported on insider trading policy?

Insider trading policies typically require reporting of transaction details including the type of security traded, the number of shares, transaction dates, and any relevant material information used in the decision-making process.

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