Get the free Adv Part 3 / Form Crs

This document provides an overview of Reliant Investment Management, LLC\'s investment advisory services, fee structures, legal obligations as an investment adviser, and potential conflicts of interest. It is designed to help clients understand the nature of the firm\'s services and the relationship they will have with their adviser, emphasizing the importance of comprehending fees and conflicts before starting an investment relationship.

How to fill out adv part 3 form

How to fill out adv part 3 form

1. Obtain the ADV Part 3 form from the SEC's website or your regulatory body.
2. Fill in the basic information section, including your name, firm name, and contact details.
3. Provide details of your firm's services offered, including investment strategies.
4. Complete the section on assets under management and the number of clients.
5. Detail the advisory fees charged and any other compensation arrangements.
6. Answer the sections on disclosures and regulatory history, ensuring accuracy.
7. Review the entire form for completeness and accuracy before submission.
8. Submit the form electronically or by mail, as per your regulatory requirements.

Who needs adv part 3 form?

1. Investment advisers who are registered with the SEC or state regulators.
2. Firms managing client assets above a certain threshold.
3. Advisers seeking to update their registration or provide additional information.

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What is adv part 3 form?

The ADV Part 3 form is a part of the Investment Adviser Registration Form (Form ADV) that includes information about the adviser's clients, the types of services offered, and the advisory fee arrangements.

Who is required to file adv part 3 form?

Investment advisers that are registered with the Securities and Exchange Commission (SEC) or the state securities authorities must file ADV Part 3.

How to fill out adv part 3 form?

To fill out ADV Part 3, advisers need to provide detailed information about their services, fees, the types of clients served, and material risks involved in the advisory relationship.

What is the purpose of adv part 3 form?

The purpose of ADV Part 3 is to provide clients with clear and concise information about the advisory firm’s services, fees, and risks, facilitating informed decision-making.

What information must be reported on adv part 3 form?

The information that must be reported includes the firm’s fees, investment strategies, discipline history, services provided, and any conflicts of interest.