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This document is a filing with the United States Securities and Exchange Commission (SEC) disclosing changes in beneficial ownership as required under Section 16(a) of the Securities Exchange Act of 1934. It details transactions involving securities by reporting persons, including information on the number of securities owned, acquired, or disposed of.

How to fill out sec form 4

How to fill out sec form 4

1. Obtain the SEC Form 4 from the SEC website or your broker.
2. Fill in the name of the reporting person in the appropriate section.
3. Indicate the relationship of the reporting person to the issuer (e.g., officer, director, 10% shareholder).
4. Enter the name of the company whose securities are being reported.
5. List the date of the transaction.
6. Specify the type of transaction (e.g., purchase, sale, gift).
7. Provide the number of shares bought or sold in the transaction.
8. Include the price per share at which the transaction occurred.
9. Report any conversion or exercise of options if applicable.
10. Sign and date the form before submitting it to the SEC.

Who needs sec form 4?

1. Corporate officers and directors of a public company.
2. Anyone who owns more than 10% of a publicly traded company's securities.

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What is sec form 4?

SEC Form 4 is a document required by the U.S. Securities and Exchange Commission (SEC) that must be filed by insiders of publicly traded companies to report their transactions in the company's securities.

Who is required to file sec form 4?

Officers, directors, and beneficial owners of more than 10% of a company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 can be filled out online through the SEC's EDGAR system by providing details about the transaction, including the person's name, title, date of the transaction, amount of securities bought or sold, and the price.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of company insiders, allowing investors to monitor insider trades that may indicate confidence or lack thereof in the company's future.

What information must be reported on sec form 4?

The form must report the insider's name, relationship to the company, date of the transaction, amount of securities traded, and the transaction price, as well as any changes in ownership.