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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, reporting the changes in beneficial ownership of securities by reporting persons.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or through your broker.

02

Fill in your personal information, including name, address, and title.

03

Indicate the reporting person's relationship to the company.

04

Provide details of the transaction, including the date and the amount of securities involved.

05

Specify the nature of the transaction, such as purchase or sale.

06

Sign and date the form.

07

Submit the completed form electronically or via mail to the SEC office.

Who needs sec form 4?

01

Corporate officers, directors, and beneficial owners of more than 10% of a registered class of equity securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by corporate insiders, including officers, directors, and large shareholders, to report their transactions in the company's securities.

Who is required to file sec form 4?

Corporate insiders such as officers, directors, and beneficial owners of more than 10% of a company's securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, you must provide details such as your name, title, the date of the transaction, number of shares bought or sold, transaction price, and type of ownership.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency to the investing public about the trading activity of corporate insiders, thus helping to prevent insider trading.

What information must be reported on sec form 4?

The information that must be reported on SEC Form 4 includes the name of the insider, relationship to the company, date of the transaction, number of shares involved, price per share, and the nature of the ownership (direct or indirect).

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