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Get the free OLD CITY SECURITIES LLC Form X-17A-5 Filed 2019-08-28. Accession Number

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SECURITIES AND EXCHANGE COMMISSIONFORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20190828 | Period of Report: 20190630 SEC Accession No.
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Gather all necessary personal and financial documents.
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Visit the Old City Securities LLC website or office to obtain the required application forms.
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Complete the application forms carefully, ensuring all information is accurate.
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Provide any additional documentation that may be requested, such as proof of identity or financial statements.
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Submit the completed application along with any required fees to Old City Securities LLC.
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Individuals looking for investment opportunities.
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Old City Securities LLC is a financial services firm that provides investment advising and brokerage services. It specializes in helping clients manage their assets and navigate the complexities of financial markets.
Entities and individuals engaged in investment advising or brokerage activities that fall under applicable securities regulations are required to file the necessary documentation regarding Old City Securities LLC.
To fill out the Old City Securities LLC filing, you must obtain the relevant forms from the appropriate regulatory body, complete the required information accurately, and provide any necessary supporting documentation.
The purpose of Old City Securities LLC is to facilitate the buying and selling of securities while providing strategic financial guidance to its clients.
Information that must be reported includes the nature of the business, ownership details, financial statements, and compliance with regulatory requirements.
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