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This form is used to report changes in the beneficial ownership of equity securities by certain insiders of a company, including officers, directors, and individuals owning more than 10% of a company\'s stock. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, it provides details about transactions involving securities, including acquisitions, disposals, and holdings.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or your broker.

02

Fill in the name of the reporting person and their relationship to the issuer.

03

Provide the issuer's name, including the stock exchange ticker symbol.

04

Enter the date of the transaction.

05

Indicate the type of ownership (direct or indirect).

06

List the number of shares owned before and after the transaction.

07

Specify the type of transaction (e.g., purchase, sale, gift).

08

Include the price at which the transaction occurred.

09

Sign and date the form.

10

Submit the form electronically through the SEC's EDGAR system.

Who needs sec form 4?

01

Insiders of a publicly traded company, which includes directors, officers, and any beneficial owners of more than 10% of the company's stock.

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What is sec form 4?

SEC Form 4 is a form that insiders of a public company must file with the Securities and Exchange Commission (SEC) to disclose their transactions in the company's securities.

Who is required to file sec form 4?

Individuals who are considered insiders, such as executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details of their transactions including the date of the transaction, the amount of securities bought or sold, the price, and their relationship to the company, among other required information.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and inform the public about the buying and selling activities of company insiders to prevent insider trading and keep investors informed.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the date of the transaction, the nature of the transaction (purchase or sale), the amount and type of securities involved, the price at which the transaction was executed, and the insider's relationship to the issuer.

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