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This form is used to report changes in the beneficial ownership of securities by individuals or entities that are subject to Section 16 of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. It includes details about the reporting person, the issuer, transactions involving securities, and the individual or joint/group filing status.

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How to fill out sec form 4

01

Obtain the most recent SEC Form 4 from the SEC website or your broker.

02

Fill in your full name and address in the appropriate fields.

03

Provide the name of the company for which you are reporting.

04

Indicate your relationship to the issuer (e.g., officer, director, 10% shareholder).

05

Enter the date of the transaction and the number of shares involved.

06

Specify the transaction type (e.g., purchase, sale, option exercise).

07

Make sure to include any derivatives or equity swaps that impact your ownership.

08

Review the entire form for accuracy and completeness.

09

Sign and date the form.

10

Submit the completed form electronically or by mail to the SEC.

Who needs sec form 4?

01

Officers and directors of a company, as well as individuals who own more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a filing required by the Securities and Exchange Commission (SEC) for company insiders to report their trades of the company's securities.

Who is required to file sec form 4?

Company insiders, including executive officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders need to provide information such as their name, relationship to the company, the form of ownership, transaction dates, transaction amounts, and the price of the securities.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to promote transparency and prevent insider trading by requiring insiders to disclose their transactions in company securities.

What information must be reported on sec form 4?

Information that must be reported on SEC Form 4 includes the name of the insider, the relationship to the issuer, date of the transaction, nature of ownership, and the securities traded.

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