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This form is used to report changes in the beneficial ownership of securities by directors and officers, as well as significant shareholders, under Section 16(a) of the Securities Exchange Act of 1934. It provides details on transactions such as the date of the transaction, the amount of securities acquired or disposed, and beneficial ownership following the transactions.
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What is form 4?
Form 4 is a document that must be filed with the SEC by insiders of a publicly traded company to report their ownership and transactions in the company's securities.
Who is required to file form 4?
Insiders of a publicly traded company, including officers, directors, and employees with access to significant company information, are required to file Form 4.
How to fill out form 4?
Form 4 can be filled out online using the EDGAR system of the SEC or in paper format. It requires details about the insider's relationship to the company, information about the securities acquired or disposed of, and the date of the transaction.
What is the purpose of form 4?
The purpose of Form 4 is to provide transparency in the ownership and trading activities of insiders, ensuring that investors have access to information about potential conflicts of interest.
What information must be reported on form 4?
Form 4 requires reporting of the insider's identity, their relationship to the company, details of the securities involved, the number of shares acquired or disposed of, the transaction date, and the price of the transaction.
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