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This document is a report filed with the SEC to disclose changes in beneficial ownership of securities, typically filed by company insiders including directors and officers. It records any transactions involving the acquisition or disposal of securities and includes details such as the issuer name, transaction date, amount of securities involved, and the reporting person\'s relationship to the issuer.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or your broker.

02

Fill in the reporting person's name and relationship to the company.

03

Provide the name of the issuer and the date of the transaction.

04

Indicate the transaction code (e.g., P for purchase, S for sale).

05

Fill in the number of shares acquired or disposed of.

06

Indicate the price per share at which the transaction occurred.

07

Provide the total amount of securities owned after the transaction.

08

Sign and date the form.

09

Submit the form electronically or via mail to the SEC as required.

Who needs sec form 4?

01

SEC Form 4 is required to be filed by officers, directors, and beneficial owners of more than 10% of a class of equity securities registered under Section 12 of the Securities Exchange Act of 1934.

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What is sec form 4?

SEC Form 4 is a form used by corporate insiders to report their trades, including purchases, sales, and other transactions involving the company's securities.

Who is required to file sec form 4?

Corporate officers, directors, and beneficial owners of more than 10% of a registered class of the company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information such as their name, company, relationship to the company, date of the transaction, type of transaction, number of securities involved, and any price per share.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of corporate insiders to help prevent insider trading and maintain fair market practices.

What information must be reported on sec form 4?

Information that must be reported includes the insider's name, the date of the transaction, the number and price of securities traded, the type of transaction (purchase, sale, etc.), and the ownership form (direct or indirect).

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