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This document is a filing with the U.S. Securities and Exchange Commission that reports the changes in beneficial ownership of securities by insiders of a company. It provides details about transactions made by individuals such as directors and officers regarding their ownership of the company’s stock.
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain a blank SEC Form 4 from the SEC website or through your broker.
02
Fill in the name of the reporting person in the top section of the form.
03
Provide the company name and the Central Index Key (CIK) number for the company.
04
Specify the date of the transaction in the designated field.
05
Indicate the type of transaction (e.g., purchase, sale) in the appropriate box.
06
Complete the 'Ownership' section by detailing the number of shares owned before and after the transaction.
07
List the price at which the transaction occurred.
08
Review all information for accuracy and completeness.
09
Sign and date the form where indicated.
10
Submit the completed form electronically to the SEC using the EDGAR system or through your broker.

Who needs sec form 4?

01
SEC Form 4 is required for all company insiders, including executives, directors, and beneficial owners of more than 10% of a class of equity securities, who engage in transactions involving their company's stock.
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SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) by insiders of a publicly traded company to report their transactions in the company's securities.
Insiders, which include company executives, directors, and any shareholders who own more than 10% of a company's stock, are required to file SEC Form 4.
To fill out SEC Form 4, insiders need to provide information such as their name, relationship to the company, the date of the transaction, the type of security involved, and the amount of securities bought or sold.
The purpose of SEC Form 4 is to provide transparency regarding transactions by company insiders, helping to prevent insider trading and ensuring that investors are informed about significant changes in ownership.
The information that must be reported on SEC Form 4 includes the insider's name, relationship to the issuer, date of the transaction, type of security, number of shares involved, and ownership after the transaction.
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