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This document is an amendment to the Annual Report on Form 10-K for WisdomTree Investments, Inc. for the fiscal year ended December 31, 2020. It includes filings of exhibits required by certain rules under Regulation S-K, affirmations regarding compliance with reporting requirements, and disclosures related to internal controls and certifications as mandated by the Sarbanes-Oxley Act.
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Form 10-KA is a specialized form used by certain entities to report their financial performance and other relevant information to regulatory authorities.
Entities that are publicly traded or meet specific criteria set by regulatory bodies are required to file Form 10-KA.
To fill out Form 10-KA, entities must provide information about their financial statements, management discussion, risk factors, and other relevant disclosures.
The purpose of Form 10-KA is to provide investors and regulators with a comprehensive overview of a company's financial health and operational results.
Information that must be reported includes financial statements, management's discussion and analysis, disclosures regarding governance, risk factors, and any other material information.
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