Get the free Substantial Basis Investigation Report and Settlement Agreement

This document is a settlement agreement arising from a substantial basis investigation by the New York Joint Commission on Public Ethics concerning Michael Pisapia, a former Special Counsel at the New York Liquidation Bureau. The agreement addresses alleged violations of the Public Officers Law regarding financial disclosure requirements for the years 2015 and 2016. The respondent has agreed to pay a settlement amount and file amended financial disclosures as part of resolving these allegations.

How to fill out substantial basis investigation report

How to fill out substantial basis investigation report

1. Gather relevant case information including names, dates, and events.
2. Identify the purpose of the investigation and the scope of the report.
3. Collect evidence and document findings through interviews, surveys, or data analysis.
4. Organize the report with a clear structure: introduction, methodology, findings, and conclusion.
5. Summarize key findings in bullet points for clarity.
6. Include any supporting documents or attachments.
7. Review and edit the report for accuracy and coherence.
8. Ensure compliance with any legal or regulatory standards before final submission.

Who needs substantial basis investigation report?

1. Regulatory agencies requiring compliance verification.
2. Organizations conducting internal audits to assess operational risks.
3. Legal teams needing evidence for potential lawsuits.
4. Employers performing background checks on potential hires.
5. Financial institutions assessing risks in loan applications.

For pdfFiller’s FAQs

How do I execute substantial basis investigation report online?

Completing and signing substantial basis investigation report online is easy with pdfFiller. It enables you to edit original PDF content, highlight, blackout, erase and type text anywhere on a page, legally eSign your form, and much more. Create your free account and manage professional documents on the web.

How do I make changes in substantial basis investigation report?

pdfFiller not only allows you to edit the content of your files but fully rearrange them by changing the number and sequence of pages. Upload your substantial basis investigation report to the editor and make any required adjustments in a couple of clicks. The editor enables you to blackout, type, and erase text in PDFs, add images, sticky notes and text boxes, and much more.

How do I make edits in substantial basis investigation report without leaving Chrome?

Install the pdfFiller Google Chrome Extension in your web browser to begin editing substantial basis investigation report and other documents right from a Google search page. When you examine your documents in Chrome, you may make changes to them. With pdfFiller, you can create fillable documents and update existing PDFs from any internet-connected device.

What is substantial basis investigation report?

A substantial basis investigation report is a detailed document that outlines the findings of an investigation conducted to assess the validity of allegations or concerns regarding certain activities, usually in regulatory or compliance contexts.

Who is required to file substantial basis investigation report?

Organizations or individuals involved in regulated activities or those subject to inquiries regarding compliance with laws or regulations are typically required to file a substantial basis investigation report.

How to fill out substantial basis investigation report?

To fill out a substantial basis investigation report, you need to follow the provided guidelines, include all necessary details about the investigation, findings, and conclusions, and ensure that the report is signed and dated by the responsible parties.

What is the purpose of substantial basis investigation report?

The purpose of a substantial basis investigation report is to provide transparency and accountability by documenting the findings of an investigation, ensuring compliance with laws and regulations, and facilitating informed decision-making.

What information must be reported on substantial basis investigation report?

The report must include details such as the scope of the investigation, the methodology used, findings, conclusions, any relevant evidence, and recommendations based on the investigation.