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This form is used by reporting persons to disclose changes in their beneficial ownership of securities, as per Section 16(a) of the Securities Exchange Act of 1934. It includes information about transactions involving equity securities, derivative securities, and the relationship of the reporting person to the issuer.
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How to fill out sec form 4

How to fill out sec form 4
01
Access the SEC Form 4 from the SEC's website or through an authorized source.
02
Provide the appropriate information about the reporting person, including their name, address, and relationship to the company.
03
Fill in the details regarding the securities transaction, including the date of the transaction, the amount of securities involved, and the price per security.
04
Indicate the nature of the transaction (e.g., purchase, sale, gift, etc.) in the designated section.
05
Include any additional information required, such as the number of securities owned after the transaction.
06
Review the form for accuracy and completeness.
07
Sign the form to certify the information is true and correct.
08
Submit the completed form electronically through the SEC's EDGAR system.
Who needs sec form 4?
01
Insiders of publicly traded companies, such as officers, directors, and beneficial owners of more than 10% of a company's shares.
02
Individuals required to report their transactions in the company's securities as mandated by the SEC regulations.
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What is sec form 4?
SEC Form 4 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in ownership of a company's securities by its insiders, such as officers, directors, and significant shareholders.
Who is required to file sec form 4?
Insiders of a company, including its officers, directors, and individuals who own more than 10% of the company's stock, are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders must provide details about the transaction, including the date of the transaction, the number of shares bought or sold, the price per share, and the ownership status before and after the transaction.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to increase transparency in the securities market by providing the public with information about transactions made by company insiders, thus helping to prevent insider trading.
What information must be reported on sec form 4?
SEC Form 4 must report information including the name of the insider, relationship to the company, the date of the transaction, the type of security involved, the number of shares, price per share, and the amount of securities owned after the transaction.
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