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This form is used to report changes in the beneficial ownership of securities by directors, officers, or beneficial owners of more than 10% of a class of equity securities of a registered company. It is filed in accordance with Section 16(a) of the Securities Exchange Act of 1934 and includes details such as the name of the reporting person, issuer information, transaction dates, and types of securities involved.
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How to fill out sec form 4

How to fill out sec form 4
01
Visit the SEC's website and download Form 4.
02
Review the instructions included with Form 4 to understand the requirements.
03
Fill out your name, address, and the relationship to the reporting company in the designated fields.
04
Provide the name of the issuer and the applicable security details.
05
Indicate whether the transaction is a purchase or sale, and specify the amount of securities involved.
06
List the date of the transaction and the price paid or received for the securities.
07
Check the box for the type of reporting ownership (direct or indirect).
08
Sign and date the form.
09
Submit the completed Form 4 electronically through the EDGAR system or to the SEC office.
Who needs sec form 4?
01
Corporate officers and directors of publicly traded companies.
02
Individuals who own more than 10% of a class of securities in a public company.
03
Any person who engages in transactions involving securities of a public company.
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What is sec form 4?
SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) to report changes in ownership of a company's securities by its officers, directors, and certain shareholders.
Who is required to file sec form 4?
Officers, directors, and beneficial owners of more than 10% of a registered class of a company's equity securities are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, individuals must provide details about the transaction including the date of the transaction, the nature of the ownership, the number of securities involved, and the transaction price.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency and to inform the public about the insider trading activities of company insiders.
What information must be reported on sec form 4?
The information that must be reported on SEC Form 4 includes the name of the reporting person, relationship to the issuer, transaction date, securities involved, transaction type, and price.
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