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This document is the Initial quarterly Form 13F notice report filed by Brown Advisory LLC, an institutional investment manager, reporting for the period ending December 31, 2023. It includes essential details such as the filing date, SEC accession number, mailing address, and the signatory information of the report.
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How to fill out form 13f-nt

01
Obtain the Form 13F-NT from the SEC website or your regulatory authority.
02
Fill in the identifying information at the top of the form, including your name and address.
03
Indicate the reporting period at the top of the form.
04
Complete Part I with details of the institutional investment manager, including name and title.
05
In Part II, provide a list of all major equity holdings that meet the reporting threshold.
06
Ensure to include the CUSIP number, name of the issuer, and value of the securities in the corresponding columns.
07
Review the form for accuracy and completeness.
08
Submit the completed form electronically to the SEC via the EDGAR system.
09
Retain a copy of the submitted form for your records.

Who needs form 13f-nt?

01
Institutional investment managers who exercise investment discretion over $100 million in securities.
02
Entities managing hedge funds, pension funds, and mutual funds.
03
Companies and individual investment advisors who meet the SEC's reporting thresholds.
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Form 13F-NT is a regulatory filing that is used by institutional investment managers to disclose their holdings in certain securities. It is a shorter version of Form 13F, specifically for managers who are eligible to file it.
Institutional investment managers who exercise investment discretion over $100 million or more in certain securities are required to file Form 13F-NT.
To fill out Form 13F-NT, the filer must provide information such as the name and address of the filer, the type of report, and a list of the securities held, including their value and the number of shares.
The purpose of Form 13F-NT is to provide transparency in securities holdings by institutional investment managers, helping to promote market integrity and protect investors.
Form 13F-NT must report the filer's name, address, the type of report, and information about the securities held, including the issuer name, class of securities, and total value of shares held.
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