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This document outlines the fee changes for data subscription products and services offered by the Municipal Securities Rulemaking Board (MSRB), including amendments to the Electronic Municipal Market Access system, Real-time Transaction Reporting System, and Short-Term Obligation Rate Transparency System. It details the new annual fees effective from April 1, 2014, as well as how information will be made available to the public.

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How to fill out msrb regulatory notice 2014-06

01

Begin by downloading the MSRB Regulatory Notice 2014-06 from the MSRB website.

02

Read the notice thoroughly to understand the requirements and its implications.

03

Gather all necessary data regarding your organization and its activities related to municipal securities.

04

Complete the required fields outlined in the notice, ensuring accuracy and completeness.

05

Review your entries to check for any errors or missing information.

06

Submit the completed notice through the designated platform or as specified by the MSRB.

07

Retain a copy of the submission for your records.

Who needs msrb regulatory notice 2014-06?

01

Municipal securities brokers, dealers, and municipal advisors who are subject to MSRB regulations.

02

Entities involved in the underwriting and issuance of municipal securities.

03

Compliance officers and legal advisors within these organizations who ensure adherence to MSRB rules.

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What is msrb regulatory notice 06?

MSRB Regulatory Notice 06 is a notice issued by the Municipal Securities Rulemaking Board that provides guidance and information regarding regulatory requirements for municipal securities transactions.

Who is required to file msrb regulatory notice 06?

Dealers and municipal advisor firms that engage in municipal securities transactions are required to file MSRB Regulatory Notice 06.

How to fill out msrb regulatory notice 06?

To fill out MSRB Regulatory Notice 06, firms should gather the required information regarding their municipal securities transactions and follow the provided guidelines for reporting and submission format outlined in the notice.

What is the purpose of msrb regulatory notice 06?

The purpose of MSRB Regulatory Notice 06 is to ensure compliance with regulatory standards, improve transparency in the municipal securities market, and provide guidelines to firms on how to meet their regulatory obligations.

What information must be reported on msrb regulatory notice 06?

Firms must report specific details about their municipal securities activity including transaction details, parties involved, and other relevant compliance information as specified in the notice.

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