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SEC Form 4 is a document filed with the SEC that reports changes in beneficial ownership of equity securities by corporate insiders. It is required under Section 16(a) of the Securities Exchange Act of 1934 and must be filed when there are transactions involving securities, disclosing the nature and amount of ownership changes.
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How to fill out sec form 4

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How to fill out sec form 4

01
Identify the reporting person or entity who is required to file Form 4.
02
Gather relevant information including your relationship to the issuer and the security details.
03
Begin filling out Form 4 by entering your name and the name of the issuer.
04
Provide the date of the transaction and the transaction code (e.g., 'P' for purchase, 'S' for sale).
05
Enter the number of shares acquired or disposed of, along with the price per share.
06
Disclose any prior ownership of the security, including options or derivatives.
07
Review all entered information for accuracy and compliance.
08
Sign and date the form, confirming that the information is accurate.
09
File the completed Form 4 with the SEC electronically through EDGAR system.

Who needs sec form 4?

01
Officers and directors of publicly traded companies.
02
Large shareholders owning more than 10% of a class of the company's equity securities.
03
Certain affiliated individuals or entities who engage in transactions in the company’s securities.
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SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) by corporate insiders to report transactions in their company's securities.
Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a class of equity securities, are required to file SEC Form 4.
SEC Form 4 must be filled out by providing information about the insider's transaction, including details on the securities involved, the date of the transaction, the price, and the amount of securities bought or sold.
The purpose of SEC Form 4 is to ensure transparency in the securities market by requiring insiders to disclose their transactions and reducing the potential for insider trading.
Form 4 requires the reporting of the date of the transaction, the security involved, the transaction type (buy/sell), the amount of securities, and price per share, along with the insider's relationship to the company.
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