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SEC Form 4 is a filing required by the U.S. Securities and Exchange Commission for reporting changes in beneficial ownership of securities. It is used by insiders of publicly traded companies, such as officers and directors, to disclose their transactions in the company’s stock and derivatives.

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How to fill out sec form 4

01

Gather necessary information including your name, address, and relationship to the reporting person.

02

Obtain the company's ticker symbol and the date of the transaction.

03

Specify the nature of your ownership (direct or indirect) and the type of security involved.

04

Indicate whether the transaction was a purchase, sale, or transfer.

05

Input the number of shares involved in the transaction.

06

Fill in the price per share for the transaction if applicable.

07

Provide details about any other involved parties, if required.

08

Sign and date the form to verify the information provided.

09

Submit the completed SEC Form 4 electronically or by mail to the SEC.

Who needs sec form 4?

01

Individuals who are subject to Section 16 of the Securities Exchange Act of 1934, including corporate officers, directors, and beneficial owners of more than 10% of a company's equity securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of publicly traded companies to report changes in their ownership of the company's securities.

Who is required to file sec form 4?

Individuals such as directors, officers, and owners of more than 10% of a company's stock are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, the filer must provide information including the name of the reporting person, the relationship to the issuer, the date of the transaction, the amount of securities involved, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to ensure transparency in the trading activities of insiders, allowing investors to see how company executives and insiders are trading their stock.

What information must be reported on sec form 4?

The form requires reporting the transaction date, type of transaction (purchase or sale), number of shares involved, price per share, and the ownership style (direct or indirect).

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