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NYSE ARCA, INC. LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018060117912 TO:NYSE Arca, Inc.RE:Dash Financial Technologies LLC, Respondent CRD No. 104031 supervisory procedures applicable to market
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NYSE Arca Inc RE is a regulatory filing required by certain entities that engage in trading activities on the NYSE Arca exchange, providing information about their operations and compliance with applicable regulations.
Entities that conduct business on the NYSE Arca exchange and meet specific criteria regarding trading activity and reporting obligations are required to file the NYSE Arca Inc RE.
To fill out the NYSE Arca Inc RE, the filer must provide detailed information on trading activities, financial statements, and compliance with exchange regulations, typically using a standardized form available to registrants.
The purpose of NYSE Arca Inc RE is to ensure transparency and regulatory compliance among traders on the exchange, allowing for better oversight and evaluation of market activities.
The information that must be reported includes trading volumes, financial performance, compliance details, and any disclosures required by the NYSE Arca regulations.
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