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Get the free FIRSTHAND FUNDS (Form: 13F-HR, Filing Date

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SECURITIES AND EXCHANGE COMMISSIONFORM 13FHR Initial quarterly Form 13F holdings report filed by institutional managersFiling Date: 20000814 | Period of Report: 20000630 SEC Accession No. 000095000500000907
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How to fill out firsthand funds form 13f-hr

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How to fill out firsthand funds form 13f-hr

01
Obtain the Form 13F-HR from the SEC's website or your regulatory agency.
02
Fill in the top section with the appropriate filer information, including name, address, and contact details.
03
Specify the reporting period and ensure it covers the correct time frame.
04
List all the securities you manage, including their name, title, CUSIP number, and value.
05
Confirm the filing quarterly, as required, and ensure you have accurate counts for each holding.
06
Review the entire form for accuracy and completeness before submission.
07
Sign and date the form to certify that all information is truthful.
08
Submit the form electronically through the EDGAR system of the SEC.

Who needs firsthand funds form 13f-hr?

01
Investment managers or institutional investment managers who manage assets over a certain threshold (typically $100 million).
02
Investment companies and their affiliates.
03
Certain other entities as defined by SEC regulations that meet the filing criteria.
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The Form 13F-HR is a report that institutional investment managers must file with the SEC, disclosing their holdings of certain securities.
Institutional investment managers that manage over $100 million in securities are required to file Form 13F-HR.
To fill out the Form 13F-HR, managers must list their equity security holdings, including the name, class, and number of shares held, along with the market value.
The purpose of Form 13F-HR is to provide the SEC and the public with information about the investment activities and holdings of large institutional investment managers.
The form requires reporting the identity of the securities, their value, the number of shares owned, and the investment manager's details.
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