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This form is used to report changes in the beneficial ownership of securities, as required by the SEC under Section 16 of the Securities Exchange Act of 1934. The report includes details of transactions involving non-derivative and derivative securities, the relationship of reporting persons to the issuer, and other relevant ownership information.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or through a financial compliance department.

02

Fill in your name and contact information at the top of the form.

03

Specify your relationship to the reporting company (e.g., officer, director, or beneficial owner).

04

Indicate the date of the transaction in which you are reporting.

05

Provide details regarding the security involved, including the name, class, and CUSIP number.

06

Indicate the date of the event requiring the filing.

07

Fill in the number of shares acquired or disposed of, as well as the price per share.

08

Include any other relevant transaction details, such as the method of acquisition or disposition (e.g., open market purchase, gift).

09

Review the form for accuracy and completeness.

10

Submit the completed SEC Form 4 electronically through the EDGAR system or according to your company's procedures.

Who needs sec form 4?

01

Individuals who are officers, directors, or significant shareholders (beneficial owners) of a publicly traded company are required to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) by company insiders to report changes in their ownership of the company's securities.

Who is required to file sec form 4?

Company insiders, including officers, directors, and shareholders owning more than 10% of a company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about the transaction, including the date of the transaction, the number of shares bought or sold, the price, and the nature of the ownership interest.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency regarding the trading activities of insiders, allowing investors to monitor the buying and selling of a company's stock by those with access to inside information.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's name, relationship to the company, the date of the transaction, the amount of securities changed, and the price at which the transaction occurred.

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