Get the free Consent Order - dfi wa

This document is a Consent Order issued by the Securities Division of the State of Washington concerning John Scott Winslow. It addresses violations of the Securities Act of Washington, specifically related to unethical practices involving a senior client, including borrowing money without disclosure and making false statements. The order imposes fines and prohibits Winslow from future registration as a securities salesperson or investment adviser.

How to fill out consent order - dfi

How to fill out consent order

1. Identify the parties involved and their contact information.
2. Clearly outline the terms of the agreement in detail.
3. Include the date of agreement and any necessary background information.
4. Ensure that all parties sign the document, providing their printed names and signatures.
5. Incorporate any necessary attachments or references to supporting documents.
6. Make copies of the signed consent order for all parties involved.
7. File the consent order with the appropriate court if required.

Who needs consent order?

1. Individuals who are resolving family law disputes, such as custody or support.
2. Parties involved in a property division in divorce proceedings.
3. People seeking to formalize agreements in legal matters.
4. Anyone who needs a legal document to outline mutual consent in various issues.

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What is consent order?

A consent order is a legal agreement between parties, approved by a judge, which outlines the terms and conditions agreed upon without admitting guilt or liability.

Who is required to file consent order?

Typically, parties involved in a legal dispute or regulatory issue may be required to file a consent order as part of a settlement.

How to fill out consent order?

To fill out a consent order, parties must complete the designated forms with relevant details of the agreement, including parties' names, terms of the agreement, and signatures.

What is the purpose of consent order?

The purpose of a consent order is to formalize an agreement between parties and ensure compliance with legal obligations without the need for a trial.

What information must be reported on consent order?

A consent order must include the names of the parties involved, the specific terms of the agreement, applicable legal statutes, and signatures of all parties.