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CENTRAL COAST 684 Clarion Court San Luis Obispo, CA 93401 805.547.2000SOUTHERN CA 553 S. Oak Knoll Ave. Pasadena, CA 91101 626.793.7438NORTHERN CA 416 B St., Suite C Santa Rosa, CA 95401 707.636.4900800.579.3881
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What is s t r u?
The s t r u (Statement of Transaction Reporting for Unregistered Securities) is a form used by companies to report certain transactions involving unregistered securities.
Who is required to file s t r u?
Entities that issue unregistered securities and engage in specific transactions involving those securities are required to file s t r u.
How to fill out s t r u?
To fill out s t r u, entities must accurately provide details about the securities transaction, including the names of parties involved, amounts, and transaction dates.
What is the purpose of s t r u?
The purpose of s t r u is to ensure transparency and compliance in the trading of unregistered securities, enabling regulatory authorities to monitor these transactions.
What information must be reported on s t r u?
The s t r u must report information such as the names of buyers and sellers, transaction amounts, types of securities involved, and the dates of the transactions.
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