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This document is a comprehensive disclosure brochure that details the qualifications and business practices of Promethos Capital, LLC, a registered investment adviser. It outlines the firm\'s investment strategies, types of clients served, fee structures, risk factors associated with investments, and other important information relevant to current and prospective clients.
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01
Start by gathering all necessary personal information, including your name, address, and contact details.
02
Review the instructions provided with form ADV Part 2A to understand each section's requirements.
03
Fill out the Firm Information section with accurate details about your business.
04
Complete the Services section to describe the investment advisory services offered.
05
Provide information on the Fees and Compensation section, detailing how you charge clients.
06
Answer the section on Disciplinary Information honestly, disclosing any history of disciplinary actions.
07
Include the section on Investment Strategies and Risks, describing your investment approach and potential risks involved.
08
Review your entries for accuracy and completeness before submitting the form.

Who needs form adv part 2a?

01
Investment advisory firms that provide advice to clients need to file form ADV Part 2A.
02
Individuals or businesses looking for investment advisory services may require this form for transparency.
03
Regulatory agencies may require this form for compliance and oversight of investment firms.
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Form ADV Part 2A is a document required by the Securities and Exchange Commission (SEC) that provides clients with essential information about an investment advisor's business, services, fees, and conflicts of interest.
Investment advisors who are registered with the SEC or state regulators are required to file Form ADV Part 2A as part of their registration process.
To fill out Form ADV Part 2A, investment advisors need to provide detailed information about their business, including firm background, services offered, fees charged, and potential conflicts of interest, following the sections outlined in the form.
The purpose of Form ADV Part 2A is to provide transparency to clients and prospective clients regarding the investment advisor's practices, fees, and investment strategies, helping them make informed investment decisions.
Form ADV Part 2A must report information such as the advisor's business structure, services provided, fee schedules, disciplinary history, types of clients served, and investment strategies used.
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