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This document is a filing with the Securities and Exchange Commission (SEC) that records changes in the beneficial ownership of securities by individuals affiliated with a publicly traded company, specifically under Section 16(a) of the Securities Exchange Act of 1934. It provides details about transactions involving equity securities, reporting the acquisitions and dispositions of shares, along with relevant details such as transaction dates and prices.

How to fill out sec form 4

How to fill out sec form 4

1. Step 1: Download the SEC Form 4 from the SEC website or obtain a physical copy from the SEC office.
2. Step 2: Fill out the 'Name of Reporting Person' section with your full legal name.
3. Step 3: Provide your address in the 'Address' section, including city, state, and ZIP code.
4. Step 4: Indicate your relationship to the company in the 'Relationship to Issuer' section (e.g., officer, director).
5. Step 5: Specify the class of securities in the 'Title of Class of Securities' section.
6. Step 6: Enter the CUSIP number of the securities in the designated section.
7. Step 7: Fill in the date of the event that triggered the filing in the 'Date of Event' section.
8. Step 8: Complete the section detailing the amount of securities owned and how they were acquired.
9. Step 9: Sign and date the form at the bottom to validate your submission.
10. Step 10: Submit the completed form to the SEC electronically or via mail as instructed.

Who needs sec form 4?

1. Public company officers and directors are required to file SEC Form 4.
2. Persons who acquire or dispose of securities in public companies must also file.
3. Beneficial owners of more than 10% of a class of equity securities need to submit Form 4.

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What is sec form 4?

SEC Form 4 is a regulatory form required by the U.S. Securities and Exchange Commission (SEC) for insiders of publicly traded companies to report their transactions in the company's securities.

Who is required to file sec form 4?

Individuals who are considered company insiders, such as executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, the insider must provide information including the name of the company, the date of the transaction, the type of security, the number of shares bought or sold, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to ensure transparency in the trading activities of company insiders, helping to prevent insider trading and to provide the public with timely information about insider transactions.

What information must be reported on sec form 4?

SEC Form 4 requires the reporting of information such as the insider's relationship to the company, information about the transaction (including the date, number of shares, and price), and any additional details regarding the transaction nature.