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Get the free Comment Letter Re Proposed Ubs Ag Qpam Waiver Application No. D-12098

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This document is a comprehensive comment letter from the QPAM Coalition addressing concerns regarding the proposed Qualified Professional Asset Manager (QPAM) waiver application by UBS AG. It analyzes UBS\'s past conduct, regulatory issues, and implications for financial regulation and accountability, particularly regarding their involvement in financial misconduct, relationships with corrupt individuals and regimes, and the systemic issues surrounding Swiss banking secrecy. The document...
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A comment letter re proposed is a formal written response submitted by individuals or organizations regarding a proposed rule, regulation, or policy, providing input, concerns, or support.
Any individual or organization with an interest in the proposed rule, including stakeholders, industry representatives, and the general public, is encouraged to file a comment letter.
To fill out a comment letter, one should clearly state their position, provide concise arguments supporting that position, include relevant facts or data, and ensure that their contact information is provided.
The purpose of a comment letter is to provide feedback to the proposing agency, influence the final decision, and inform policymakers about the potential impacts of the proposed rule.
Comment letters must include the submitter's name, contact information, a clear statement of the position on the proposed rule, and any supporting data or arguments.
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UBS AG QPAM waiver financial misconduct Swiss banking secrecy corruption money laundering financial regulation whistleblower protection tax evasion LPAM compliance

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