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Form 603 Corporations Law Section 671BNotice of initial substantial holder To: Company Name/SchemeSG FLEET GROUP LIMITEDACN/ARSN167 554 5741.Details of substantial holder (1)Name:UBS Group AG and
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How to fill out becoming a substantial holder
01
Obtain the appropriate form for becoming a substantial holder from the relevant regulatory authority.
02
Fill out personal and company information, including your name, address, and the name of the entity you are representing if applicable.
03
Specify the nature and size of your holdings in the relevant company or entity.
04
Provide details of how the holdings were acquired and any relevant dates.
05
Review the document for accuracy and completeness.
06
Submit the completed form to the relevant authority in accordance with their submission guidelines.
Who needs becoming a substantial holder?
01
Individuals or entities who acquire a significant shareholding in a publicly listed company that meets or exceeds a specified percentage, usually defined by securities laws.
02
Investors who intend to influence company decisions through substantial holdings.
03
Institutional investors or firms aiming to maintain compliance with regulatory requirements.
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What is becoming a substantial holder?
Becoming a substantial holder refers to the process of acquiring a significant percentage of shares in a company, typically reaching a threshold that requires disclosure under securities law.
Who is required to file becoming a substantial holder?
Individuals or entities that acquire a substantial holding in a company, usually defined as owning a certain percentage (commonly 5% or more) of voting shares, are required to file.
How to fill out becoming a substantial holder?
To fill out the becoming a substantial holder form, you must provide details such as your identity, the number of shares acquired, the date of acquisition, and the percentage of total shares they represent.
What is the purpose of becoming a substantial holder?
The purpose is to maintain transparency in the market by informing investors and regulatory bodies about significant changes in ownership that may affect share value and company control.
What information must be reported on becoming a substantial holder?
Information reported typically includes the name of the substantial holder, the number and percentage of shares held, acquisition details, and any voting rights associated with the shares.
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