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This document details the Fixed Income Clearing Corporation\'s filing to amend the Government Securities Division Rules by removing references to New York Portfolio Clearing, LLC (NYPC) and the corresponding cross-margining arrangement, as it is no longer in effect. The document outlines the procedural and regulatory context of the filing, including changes to existing rule text and compliance with Securities Exchange Act regulations.
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What is form 19b-4?
Form 19b-4 is a submission filed with the Securities and Exchange Commission (SEC) by self-regulatory organizations (SROs) to propose changes to their rules.
Who is required to file form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and registered clearing agencies are required to file Form 19b-4.
How to fill out form 19b-4?
To fill out Form 19b-4, SROs must provide detailed descriptions of the proposed rule changes, the rationale for the changes, and any supporting documentation required by the SEC.
What is the purpose of form 19b-4?
The purpose of Form 19b-4 is to allow SROs to inform the SEC and the public about proposed changes to their rules and to seek approval for these changes.
What information must be reported on form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, a statement of the statutory basis for the proposed rule, and the impact of the rule on investors and competition.
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