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This disclosure brochure provides detailed information about the qualifications, business practices, fees, and services offered by Cardinal Retirement Planning, Inc. It includes sections on advisory business, fees and compensation, performance-based fees, types of clients, methods of analysis and investment strategies, disciplinary information, and more to comply with regulatory requirements for investment advisors.
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How to fill out form adv part 2a

01
Obtain the form ADV Part 2A from the SEC website or your regulatory authority.
02
Read the instructions thoroughly before starting to fill out the form.
03
Provide your firm's name, address, and contact information in the relevant sections.
04
Outline the services your firm offers in clear and concise language.
05
Detail your firm's fees and billing practices, ensuring transparency.
06
List any disciplinary history of the firm and its key personnel, if applicable.
07
Include a section on your firm's business practices, including any conflicts of interest.
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Review the form for accuracy and completeness before submission.
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Submit the completed form to the appropriate regulatory authority.

Who needs form adv part 2a?

01
Investment advisors who manage client assets or provide investment advice.
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Firms that provide financial planning services.
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Advisors who offer specific investment products or strategies.
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New businesses entering the investment advisory space.
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Form ADV Part 2A is a disclosure document that investment advisers are required to provide to clients, detailing the adviser's services, fees, and any potential conflicts of interest.
Investment advisers registered with the Securities and Exchange Commission (SEC) or state regulators are required to file Form ADV Part 2A.
To fill out Form ADV Part 2A, advisers must provide detailed information about their business practices, such as types of services offered, fee structures, and investment strategies, while ensuring full compliance with SEC regulations.
The purpose of Form ADV Part 2A is to inform clients about the adviser's business, facilitate transparency, and help clients make informed decisions regarding their investment options.
Form ADV Part 2A must report information including the adviser's business description, services offered, fee arrangements, disciplinary history, and conflicts of interest.
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