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This document is a statement filed with the SEC that details changes in the beneficial ownership of securities by a reporting person, specifically Director Harold C. Stowe of Harris Teeter Supermarkets, Inc. It includes information on transactions involving common stock and phantom stock units.
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What is form 4?
Form 4 is a regulatory filing required by the Securities and Exchange Commission (SEC) which is used by insiders of a publicly traded company to report their transactions in the company's securities.
Who is required to file form 4?
Form 4 must be filed by insiders of a company, which typically includes directors, officers, and shareholders owning more than 10% of the company's equity securities.
How to fill out form 4?
To fill out Form 4, insiders must provide information about the reporting person's relationship to the company, the transaction date, type of transaction, the number of shares bought or sold, and the price per share, among other details.
What is the purpose of form 4?
The purpose of Form 4 is to provide transparency and disclosure regarding the trading activities of company insiders, which helps to prevent insider trading and protects investors.
What information must be reported on form 4?
Form 4 must report information such as the insider's name and relationship to the company, the date of the transaction, the amount of securities traded, the transaction price, and the nature of the ownership (direct or indirect).
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