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Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This document serves as the Initial Statement of Beneficial Ownership of Securities filed with the SEC, detailing the beneficial ownership of securities by reporting persons, including information on the relationship to the issuer, securities owned, and any derivative securities. It includes a Power of Attorney and adheres to requirements under the Securities Exchange Act.

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What is sec form 3?

SEC Form 3 is a filing that must be submitted to the Securities and Exchange Commission (SEC) by individuals who are deemed to be beneficial owners of a company's securities, typically within 10 days of acquiring these securities.

Who is required to file sec form 3?

Individuals who are beneficial owners of more than 10% of a company's stock, as well as officers and directors of the company, are required to file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, individuals must provide their personal information, the details of the securities being reported, and specify their ownership interest in the company. It is usually filed electronically through the SEC's EDGAR system.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency regarding the ownership of a company's securities by key individuals, allowing regulators and the public to track potential conflicts of interest and insider trading.

What information must be reported on sec form 3?

SEC Form 3 must report information including the name and address of the beneficial owner, title of the security, the date of acquisition, amount of securities owned, and the nature of ownership.

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