Get the free 2023 ETF Series Trust Form 8-A12B Filed 2024-11-08. Accession Number
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SECURITIES AND EXCHANGE COMMISSIONFORM 8A12B Form for the registration/listing of a class of securities on a national securities exchange pursuant to Section 12(b)Filing Date: 20241108SEC Accession
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What is etf series trust form?
The ETF Series Trust Form is a regulatory document required for the registration of exchange-traded funds (ETFs) under various securities laws. It provides essential information about the fund structure, investment objectives, and management.
Who is required to file etf series trust form?
Securities issuers who wish to create and operate an ETF must file the ETF Series Trust Form. This typically includes investment companies and fund managers who manage investment vehicles registered as ETFs.
How to fill out etf series trust form?
To fill out the ETF Series Trust Form, applicants need to provide basic information about the ETF, including the fund's name, investment strategy, management details, and fees. Accurate and comprehensive disclosure is essential to meet regulatory standards.
What is the purpose of etf series trust form?
The purpose of the ETF Series Trust Form is to ensure compliance with regulatory requirements, facilitate investor transparency, and provide a detailed description of the ETF to regulatory bodies and potential investors.
What information must be reported on etf series trust form?
The ETF Series Trust Form must report information such as the fund's investment objectives, asset allocation strategy, performance history, management details, and any associated risks or fees.
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