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This document serves as the application for investment adviser registration and reporting for Nitor Capital Management. It includes details about the firm, its operations, regulatory compliance, and advisory services provided to clients. The form outlines the firm\'s identifying information, business structure, compliance contacts, and asset management details.
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What is form adv?
Form ADV is a form used by investment advisers to register with the Securities and Exchange Commission (SEC) and state regulators. It provides information about the adviser's business, services, and fees.
Who is required to file form adv?
Investment advisers who manage assets above a certain threshold or provide investment advice to clients are required to file Form ADV.
How to fill out form adv?
To fill out Form ADV, advisers must provide detailed information about their business, ownership structure, services offered, fees, and any disciplinary history. This form is typically filled out online through the Investment Adviser Registration Depository (IARD).
What is the purpose of form adv?
The purpose of Form ADV is to ensure transparency in the investment advisory industry, providing regulators and the public with pertinent information about advisers.
What information must be reported on form adv?
Form ADV requires reporting on business operations, ownership, clients, services offered, fee structures, educational background of key personnel, and any disciplinary actions or criminal charges.
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