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This document is a reporting form submitted to the SEC, detailing changes in beneficial ownership of securities by individuals and entities. It includes information on the reporting owner, transactions regarding common stock, and the relationships between the reporting individual and the issuing company, Hilltop Holdings Inc.
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What is form 4?
Form 4 is a document used to report securities transactions by insiders of a publicly traded company, including officers, directors, and significant shareholders.
Who is required to file form 4?
Individuals who are considered insiders of a publicly traded company, such as company executives, directors, and anyone owning more than 10% of the company's stock, are required to file Form 4.
How to fill out form 4?
To fill out Form 4, insiders must provide their name, the name of the issuer, the date of the transaction, the amount of securities bought or sold, the price of the transaction, and any other relevant details regarding the transaction.
What is the purpose of form 4?
The purpose of Form 4 is to provide transparency in the trading activities of insiders, helping to prevent insider trading and to inform shareholders and the public about insider transactions.
What information must be reported on form 4?
Form 4 must report the insider's name, the issuing company, transaction dates, amounts of securities involved, the nature of ownership (direct or indirect), price, and any changes in ownership.
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