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This document is a filing with the SEC for the proposed sale of securities by YUM BRANDS INC under Rule 144, indicating compliance with legal requirements for securities transactions.
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What is form 144?
Form 144 is a notice of proposed sale of securities that is used by insiders to register their sales of securities with the Securities and Exchange Commission (SEC).
Who is required to file form 144?
Individuals considered insiders, such as officers, directors, and large shareholders (holding more than 10% of a company's shares), are required to file Form 144 when they intend to sell their shares.
How to fill out form 144?
To fill out Form 144, you must include your name, address, the name of the issuer, the title and amount of the securities you plan to sell, the date of the proposed sale, and the nature of your relationship to the issuer.
What is the purpose of form 144?
The purpose of Form 144 is to provide a mechanism for insiders to notify the SEC of their intent to sell shares, thereby helping to prevent fraudulent activities and ensuring transparency in securities transactions.
What information must be reported on form 144?
Form 144 must report information such as the seller's name and address, the amount of securities to be sold, the nature of the relationship to the issuer, and the expected date of sale.
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